0001193125-16-452235.txt : 20160205 0001193125-16-452235.hdr.sgml : 20160205 20160205160700 ACCESSION NUMBER: 0001193125-16-452235 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 GROUP MEMBERS: FARRINGTON CAPITAL, L.P. GROUP MEMBERS: FARRINGTON MANAGEMENT, LLC GROUP MEMBERS: LS POWER PARTNERS II, L.P. GROUP MEMBERS: LSP CAL HOLDINGS II, LLC GROUP MEMBERS: LUMINUS ENERGY PARTNERS MASTER FUND, LTD. GROUP MEMBERS: LUMINUS SPECIAL OPPORTUNITIES I ONSHORE, L.P. GROUP MEMBERS: LUMINUS SPECIAL OPPORTUNITIES I PIE MASTER, L.P. GROUP MEMBERS: VEGA ASSET PARTNERS, LP (FORMERLY KNOWN AS LUMINUS ASSET PAR GROUP MEMBERS: VEGA ENERGY GP, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48317 FILM NUMBER: 161392242 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUMINUS MANAGEMENT LLC CENTRAL INDEX KEY: 0001279151 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126153450 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10019 SC 13D/A 1 d120469dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 13)*

(Final Amendment)

 

 

Calpine Corporation

(Name of Issuer)

Common Shares, par value $0.001 per share

(Title of Class of Securities)

131347304

(CUSIP Number)

James J. Moloney

Gibson, Dunn & Crutcher LLP

3161 Michelson Drive

Irvine, CA 92612

(949) 451-4343

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

February 3, 2016

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


   13D/A   
CUSIP No.  131347304       Page 2 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LUMINUS MANAGEMENT, LLC

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

IA

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 3 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LUMINUS ENERGY PARTNERS MASTER FUND, LTD.

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

OO

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 4 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LUMINUS SPECIAL OPPORTUNITIES I ONSHORE, L.P.

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

PN

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 5 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LUMINUS SPECIAL OPPORTUNITIES I PIE MASTER, L.P.

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

CAYMAN ISLANDS

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

PN

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 6 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LS POWER PARTNERS II, L.P.

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

PN

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 7 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LSP CAL HOLDINGS II, LLC

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

OO

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 8 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

VEGA ENERGY GP, LLC

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

OO

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 9 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

VEGA ASSET PARTNERS, LP (formerly known as LUMINUS ASSET PARTNERS, LP)

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

PN

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 10 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

FARRINGTON MANAGEMENT, LLC

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

OO

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 11 of 16 Pages

 

  1   

Name of reporting persons.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

FARRINGTON CAPITAL, L.P.

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6  

Citizenship or place of organization

 

DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with:

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

16,713,270

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

16,713,270

11  

Aggregate amount beneficially owned by each reporting person

 

16,713,270

12  

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13  

Percent of class represented by amount in Row (11)

 

4.7%*

14  

Type of reporting person (see instructions)

 

PN

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.


   13D/A   
CUSIP No.  131347304       Page 12 of 16 Pages

 

This Amendment No. 13 (this “Amendment”) amends and supplements the Schedule 13D filed on February 11, 2008 (the “Original Filing”) by the Reporting Persons relating to the Common Stock, par value $0.001 per share (“Shares”) of Calpine Corporation, a Delaware corporation (the “Issuer”). Information reported in the Original Filing remains in effect except to the extent that it is amended, restated or superseded by information contained in this Amendment or Amendment Numbers 1 through 12. Capitalized terms used but not defined in this Amendment have the respective meanings set forth in the Original Filing.

This Amendment No. 13 is the final amendment to the Original Filing and constitutes an exit filing for each of the Reporting Persons.

 

Item 2. Identity and Background.

Item 2 of the Original Filing, as amended, is hereby amended and supplemented to add the following paragraphs at the end thereof: Schedule 13D is being filed by Luminus Management, LLC (“Luminus Management”), LSP Cal Holdings II, LLC (“LSP Cal II”), LS Power Partners II, L.P. (“Partners II”), Luminus Energy Partners Master Fund, Ltd. (“Luminus Energy Fund”), Vega Energy GP, LLC (“Vega Energy”), Vega Asset Partners, L.P. (“Vega Asset Partners”), Farrington Capital, L.P. (“Farrington”), Farrington Management, LLC (“Farrington Management”), Luminus Special Opportunities I Onshore, L.P. (“Luminus I Onshore”), and Luminus Special Opportunities I PIE Master, L.P. (“Luminus I PIE Master”) pursuant to their agreement to the joint filing of this Schedule 13D (the “Fourth Amended and Restated Joint Filing Agreement,” filed previously as Exhibit 7.1 to Amendment Number 11 to the Original Filing).

LSP Cal II, Partners II, Farrington and Farrington Management are together referred to herein as the “LS Power Entities,” and Luminus Management, Luminus Energy Fund, Luminus I Onshore, and Luminus I PIE Master are together referred to herein as the “Luminus Entities.” The LS Power Entities, the Luminus Entities, Vega Energy, and Vega Asset Partners are together referred to herein as the “Reporting Persons,” and each of them are individually referred to herein as a “Reporting Person.” Jonathan Barrett directly (whether through ownership interest or position) may be deemed to control the Luminus Entities and have shared voting and investment power with respect to the Shares owned by Luminus Energy Fund, Luminus I Onshore, and Luminus I PIE Master. As such, Mr. Barrett may be deemed to have shared beneficial ownership of the Shares owned by Luminus Energy Fund, Luminus I Onshore, and Luminus I PIE Master. Mr. Barrett, however, disclaims beneficial ownership of such Shares. Mr. Barrett’s current principal occupation is president and manager of Luminus Management.

 

Item 4. Purpose of Transaction.

Item 4 of the Original Filing, as amended, is hereby amended and supplemented to add the following paragraph at the end thereof:

The Reporting Persons have purchased and sold Shares in order to better align the size of their investment in the Issuer within their portfolio of investments. From time to time, the Reporting Persons may make additional purchases or sales of the Shares.


   13D/A   
CUSIP No.  131347304       Page 13 of 16 Pages

 

Item 5. Interest in Securities of the Issuer.

Items 5(a), (b) and (c) of the Original Filing are hereby amended by adding the following at the end thereof:

(a) As of February 4, 2016, Luminus Energy Fund is the record owner of 3,129,912 Shares, representing approximately 0.9% of the outstanding Shares. Luminus I Onshore is the record owner of 190,059 Shares, representing approximately 0.1% of the outstanding Shares. Luminus I PIE Master is the record owner of 317,407 Shares, representing approximately 0.1% of the outstanding Shares. Farrington is the record owner of 116,350 Shares, representing approximately .03% of the outstanding Shares. LSP Cal II is the record owner of 10,539,692 Shares, representing approximately 3% of the outstanding Shares. Vega Asset Partners is the record owner of 2,419,850 Shares, representing approximately 0.7% of the outstanding Shares.

 

(b)

 

Reporting Persons*

   Number of
Shares
With Sole
Voting and

Dispositive
Power
     Number of
Shares With
Shared Voting
and
Dispositive
Power
     Aggregate
Number of
Shares
Beneficially
Owned
     Percentage
of Class
Beneficially
Owned **
 

Luminus Management, LLC

     0         16,713,270         16,713,270         4.7

Luminus Energy Partners Master Fund, Ltd.

     0         16,713,270         16,713,270         4.7

Luminus Special Opportunities I Onshore, L.P.

     0         16,713,270         16,713,270         4.7

Luminus Special Opportunities I PIE Master, L.P.

     0         16,713,270         16,713,270         4.7

LS Power Partners II, L.P.

     0         16,713,270         16,713,270         4.7

LSP Cal Holdings II, LLC

     0         16,713,270         16,713,270         4.7

Vega Energy GP, LLC

     0         16,713,270         16,713,270         4.7

Vega Asset Partners, LP

     0         16,713,270         16,713,270         4.7

Farrington Management, LLC

     0         16,713,270         16,713,270         4.7

Farrington Capital, L.P.

     0         16,713,270         16,713,270         4.7

 

* Based on 356,841,902 shares of common stock outstanding as of October 28, 2015 reported in the Form 10-Q for the quarterly period ended September 30, 2015 filed by the Issuer with the Securities and Exchange Commission on October 30, 2015.

(c) All transactions in the Shares affected during the past 60 days by the Reporting Persons are set forth in Annex A, attached to this Schedule 13D and incorporated herein by reference.

(d) Not applicable.

(e) Each of the Reporting Persons ceased to be the beneficial owner of more than five percent of the class of securities on February 4, 2016. Accordingly, this Amendment No. 13 constitutes an exit filing for each of the Reporting Persons.


   13D/A   
CUSIP No.  131347304       Page 14 of 16 Pages

 

SIGNATURES

After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: February 5, 2016

 

Luminus Management, LLC
By:  

/s/ Jonathan Barrett

Name:   Jonathan Barrett
Title:   President
Luminus Energy Partners Master Fund, Ltd.
By:   Luminus Management, LLC
Its:   Investment Manager
By:  

/s/ Jonathan Barrett

Name:   Jonathan Barrett
Title:   President
Luminus Special Opportunities I Onshore, L.P.
By:   Luminus Management, LLC
Its:   Investment Manager
By:  

/s/ Jonathan Barrett

Name:   Jonathan Barrett
Title:   President
Luminus Special Opportunities I PIE Master, L.P.
By:   Luminus Management, LLC
Its:   Investment Manager
By:  

/s/ Jonathan Barrett

Name:   Jonathan Barrett
Title:   President


   13D/A   
CUSIP No.  131347304       Page 15 of 16 Pages

 

LS Power Partners II, L.P.
By:  

/s/ Darpan Kapadia

Name:   Darpan Kapadia
Title:   Managing Director
LSP Cal Holdings II, LLC
By:  

/s/ Darpan Kapadia

Name:   Darpan Kapadia
Title:   Executive Vice President
Vega Energy GP, LLC
By:  

/s/ Paul Segal

Name:   Paul Segal
Title:   President
Vega Asset Partners, LP
By:   Vega Energy GP, LLC
Its:   General Partner
By:  

/s/ Paul Segal

Name:   Paul Segal
Title:   President
Farrington Management, LLC
By:  

/s/ Mikhail Segal

Name:   Mikhail Segal
Title:   Vice President
Farrington Capital, L.P.
By:   Farrington Management, LLC
Its:   General Partner
By:  

/s/ Mikhail Segal

Name:   Mikhail Segal
Title:   Vice President


   13D/A   
CUSIP No.  131347304       Page 16 of 16 Pages

 

ANNEX A TO SCHEDULE 13D

 

Party Effecting Transaction    Date      Buy/Sell      Quantity     Average Price ($)*      Currency  

LSP CAL HOLDINGS II

     3-Feb-16         SELL         (3,163,164     15.75         USD   

LSP CAL HOLDINGS II

     4-Feb-16         SELL         (3,260,000     15.85         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     8-Dec-15         BUY         240,000        12.62         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     21-Dec-15         SELL         (300,000     13.49         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     22-Dec-15         SELL         (65,200     13.60         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     23-Dec-15         SELL         (175,000     14.18         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     28-Dec-15         SELL         (100,000     14.3709         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     29-Dec-15         SELL         (300,000     14.48         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     31-Dec-15         SELL         (200,000     14.5395         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     4-Jan-16         SELL         (300,000     14.47         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     5-Jan-16         SELL         (325,000     14.54         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     7-Jan-16         SELL         (350,000     14.32         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     8-Jan-16         SELL         (1,525,000     14.50         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     13-Jan-16         SELL         (350,000     13.45         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     19-Jan-16         SELL         (25,800     14.1346         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     20-Jan-16         SELL         (49,200     13.65         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     1-Feb-16         BUY         525,000        15.4666         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     3-Feb-16         SELL         (525,000     15.72         USD   

LUMINUS ENERGY PARTNERS MASTER FUND LTD

     4-Feb-16         SELL         (525,000     16.0274         USD   

LUMINUS SPEC OPP I ONSHORE

     29-Dec-15         SELL         (18,703     14.5         USD   

LUMINUS SPEC OPP I ONSHORE

     5-Jan-16         SELL         (28,055     14.49         USD   

LUMINUS SPEC OPP I ONSHORE

     7-Jan-16         SELL         (93,516     14.30         USD   

LUMINUS SPEC OPP I ONSHORE

     8-Jan-16         SELL         (102,868     14.52         USD   

LUMINUS SPEC OPP I ONSHORE

     1-Feb-16         BUY         28,062        15.4666         USD   

LUMINUS SPEC OPP I ONSHORE

     3-Feb-16         SELL         (28,056     15.72         USD   

LUMINUS SPEC OPP I ONSHORE

     4-Feb-16         SELL         (28,056     16.0281         USD   

LUMINUS SPECIAL OPP I PIE MSTR

     29-Dec-15         SELL         (31,297     14.5         USD   

LUMINUS SPECIAL OPP I PIE MSTR

     5-Jan-16         SELL         (46,945     14.49         USD   

LUMINUS SPECIAL OPP I PIE MSTR

     7-Jan-16         SELL         (156,484     14.30         USD   

LUMINUS SPECIAL OPP I PIE MSTR

     8-Jan-16         SELL         (172,132     14.52         USD   

LUMINUS SPECIAL OPP I PIE MSTR

     1-Feb-16         BUY         46,938        15.4666         USD   

LUMINUS SPECIAL OPP I PIE MSTR

     3-Feb-16         SELL         (46,944     15.72         USD   

LUMINUS SPECIAL OPP I PIE MSTR

     4-Feb-16         SELL         (46,944     16.0281         USD   

 

* Excludes brokerage fees and commissions. All prices reported are average prices calculated within a $1.00 range.